Personnel Hong Kong SFC License Details (ID 71585)

Personnel Hong Kong SFC License Details (ID 71585)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on securities	2019-05-14	-
	RO	Dealing in futures contracts	2019-05-14	-
	Rep	Advising on securities	2018-02-02	2019-05-14
	RO	Dealing in securities	2012-02-24	-
	Rep	Dealing in securities	2007-09-12	2012-02-24
	Rep	Dealing in futures contracts	2007-09-12	2019-05-14
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2005-11-22	2008-03-03
	Rep	Providing automated trading services	2003-04-01	2003-09-08
	Rep	Advising on corporate finance	2003-04-01	2004-04-26
	Rep	Advising on securities	2003-04-01	2004-04-26
	Rep	Asset management	2003-04-01	2004-04-26
	Rep	Dealing in securities	2003-04-01	2008-03-03