| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | Advising on securities | 2019-05-14 | - |
| RO | Dealing in futures contracts | 2019-05-14 | - | |
| Rep | Advising on securities | 2018-02-02 | 2019-05-14 | |
| RO | Dealing in securities | 2012-02-24 | - | |
| Rep | Dealing in securities | 2007-09-12 | 2012-02-24 | |
| Rep | Dealing in futures contracts | 2007-09-12 | 2019-05-14 | |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2005-11-22 | 2008-03-03 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-08 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-04-26 | |
| Rep | Advising on securities | 2003-04-01 | 2004-04-26 | |
| Rep | Asset management | 2003-04-01 | 2004-04-26 | |
| Rep | Dealing in securities | 2003-04-01 | 2008-03-03 |
No HKMA registrations in the collected records.