Personnel Hong Kong SFC License Details (ID 71594)

Personnel Hong Kong SFC License Details (ID 71594)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CREATIVE ASSET MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2016-05-27	2018-08-31
	Rep	Asset management	2016-05-27	2018-08-31
BMI FUNDS MANAGEMENT LIMITED	Rep	Advising on securities	2013-04-19	2016-04-01
	Rep	Asset management	2013-04-19	2016-04-01
	Rep	Dealing in securities	2013-04-19	2016-04-01
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2009-08-14	2013-04-08
	Rep	Dealing in securities	2009-08-14	2013-04-08
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2009-04-06	2009-07-31
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-04-06	2009-07-31
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2007-09-20	2009-04-01
	Rep	Dealing in securities	2007-09-20	2009-04-01
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2006-03-02	2008-03-03
	Rep	Dealing in securities	2006-03-02	2008-03-03
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2005-12-13	2006-03-02
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-09
	Rep	Advising on securities	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in securities	-	2006-03-02