Personnel Hong Kong SFC License Details (ID 71595)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2009-05-26	2010-11-30
	Rep	Dealing in securities	2009-05-26	2012-05-31
KGI ASIA LIMITED	Rep	Dealing in securities	2007-10-15	2009-03-21
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-10-15	2009-03-21