| Leeds Fund International Limited | RO | Advising on securities | 2019-12-19 | 2022-12-07 |
| RO | Asset management | 2019-12-19 | 2022-12-07 |
| Leeds Securities Investment Limited | RO | Dealing in securities | 2019-12-19 | 2022-12-07 |
| Towering Securities Limited | RO | Advising on securities | 2018-07-13 | 2019-08-08 |
| RO | Asset management | 2018-07-13 | 2019-08-08 |
| RO | Dealing in securities | 2018-07-13 | 2019-08-08 |
| Rep | Dealing in securities | 2018-07-03 | 2018-07-13 |
| BOCOM International Securities Limited | RO | Dealing in futures contracts | 2014-11-10 | 2018-06-29 |
| RO | Dealing in securities | 2014-11-10 | 2018-06-29 |
| Rep | Dealing in futures contracts | 2007-09-12 | 2014-11-10 |
| Rep | Dealing in securities | 2007-09-12 | 2014-11-10 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2005-11-07 | 2008-03-03 |
| Rep | Dealing in securities | 2005-08-29 | 2008-03-03 |
| CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-31 | 2005-08-20 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-31 | 2005-08-20 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-06-18 | 2004-03-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | - | 2003-05-12 |
| Rep | Advising on securities | - | 2003-05-12 |
| Rep | Asset management | - | 2003-05-12 |
| Rep | Providing automated trading services | - | 2004-03-11 |
| Rep | Dealing in securities | - | 2004-03-20 |