| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2025-12-02 | - |
| CMB International Securities Limited | Rep | Advising on securities | 2025-12-02 | - |
| Rep | Dealing in securities | 2025-12-02 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2020-04-23 | 2025-10-16 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2020-03-23 | 2025-10-16 |
| Rep | Dealing in securities | 2020-03-23 | 2025-10-16 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2019-11-19 | 2020-02-28 |
| CENTALINE SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-11 | 2020-02-28 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2019-09-11 | 2020-02-28 |
| Rep | Dealing in securities | 2019-09-11 | 2020-02-28 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2018-08-22 | 2019-06-27 |
| Rep | Dealing in securities | 2017-10-03 | 2019-06-27 |
| Rep | Dealing in securities | 2017-02-02 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-02-02 | 2019-06-27 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-07-20 | 2017-01-23 |
| Rep | Dealing in securities | 2009-07-20 | 2017-01-23 |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2009-05-11 | 2009-07-08 |
| Rep | Dealing in securities | 2009-05-11 | 2009-07-08 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-10-18 | 2009-05-05 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-10-18 | 2009-05-05 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-16 | 2007-10-15 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-16 | 2007-10-15 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2004-11-16 | 2007-02-28 |
| Rep | Dealing in securities | 2004-11-16 | 2007-02-28 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-10-20 | 2004-10-29 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-08-24 | 2004-10-29 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-08-24 | 2004-10-29 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-20 | 2004-08-06 |
| FT Securities Limited | Rep | Dealing in securities | 2003-09-24 | 2004-08-06 |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-22 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-22 |
| Rep | Asset management | 2003-04-01 | 2003-09-22 |
| Rep | Dealing in securities | 2003-04-01 | 2003-09-24 |