| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2008-01-14 | 2008-03-03 |
| Rep | Dealing in securities | 2008-01-14 | 2008-03-03 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2008-01-14 | 2012-06-08 |
| Rep | Dealing in securities | 2008-01-14 | 2012-06-08 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-06-17 | 2008-01-01 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-06-17 | 2008-01-01 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | - | 2004-05-19 |
| Rep | Asset management | - | 2004-05-19 |
| Rep | Dealing in futures contracts | - | 2004-05-19 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-05-19 |
| Rep | Advising on securities | - | 2004-05-19 |
| Rep | Asset management | - | 2004-05-19 |
| Rep | Dealing in securities | - | 2004-05-19 |