| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2024-08-30 |
| Rep | Dealing in securities | 2007-09-12 | 2024-08-30 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2005-11-07 | 2008-03-03 |
| Rep | Dealing in securities | 2005-07-20 | 2008-03-03 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-07-04 | 2005-07-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | - | 2003-06-05 |
| Rep | Advising on securities | - | 2003-06-05 |
| Rep | Asset management | - | 2003-06-05 |
| Rep | Providing automated trading services | - | 2004-03-11 |
| Rep | Dealing in securities | - | 2005-07-20 |