Personnel Hong Kong SFC License Details (ID 71628)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2008-11-07	2010-11-30
	Rep	Dealing in securities	2008-11-07	2013-08-30
CSC FINANCIAL SERVICES LIMITED (d2015-11-19)	Rep	Dealing in securities	2008-08-19	2008-10-31
CSC SECURITIES (HK) LIMITED	Rep	Advising on securities	2008-08-19	2008-10-31
	Rep	Dealing in securities	2008-08-19	2008-10-31
	RO	Advising on securities	2007-06-01	2008-08-19
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2004-12-09	2008-10-31
	RO	Dealing in futures contracts	2004-06-08	2004-12-09
CSC SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2004-06-08	2004-12-09
CSC FINANCIAL SERVICES LIMITED (d2015-11-19)	RO	Advising on corporate finance	-	2003-12-29
	RO	Advising on securities	-	2003-12-29
	RO	Asset management	-	2003-12-29
	RO	Dealing in securities	-	2008-08-19
CSC FUTURES (HK) LIMITED	Rep	Advising on futures contracts	-	2003-12-29
	Rep	Asset management	-	2003-12-29
	Rep	Dealing in futures contracts	-	2004-06-08
CSC SECURITIES (HK) LIMITED	RO	Providing automated trading services	-	2003-11-07
	RO	Advising on corporate finance	-	2003-12-29
	RO	Advising on securities	-	2003-12-29
	RO	Asset management	-	2003-12-29
	RO	Dealing in securities	-	2008-08-19