Personnel Hong Kong SFC License Details (ID 71630)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2009-10-02	2013-10-16
	Rep	Dealing in securities	2009-10-02	2013-10-16
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-10-10	2009-09-12
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-10-10	2009-09-12
	Rep	Dealing in securities	2007-10-10	2009-09-12