| KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2023-01-11 | - |
| RO | Asset management | 2023-01-11 | - |
| KINGDOM SECURITIES LIMITED (HK) | RO | Dealing in securities | 2022-11-21 | - |
| Avantua Capital Management Limited | RO | Advising on securities | 2020-04-08 | 2022-10-31 |
| RO | Asset management | 2020-04-08 | 2022-10-31 |
| WealthQuay Asset Management Limited | RO | Advising on securities | 2018-11-27 | 2020-04-03 |
| RO | Asset management | 2018-11-27 | 2020-04-03 |
| Rich Bay Securities Limited | RO | Dealing in futures contracts | 2018-11-12 | 2020-04-03 |
| RO | Dealing in securities | 2017-08-28 | 2020-04-03 |
| Rep | Dealing in securities | 2017-06-28 | 2017-08-28 |
| KuCoin Commodity Futures Limited | RO | Dealing in futures contracts | 2016-09-26 | 2017-06-09 |
| KuCoin HK Limited | RO | Advising on securities | 2016-06-27 | 2017-06-09 |
| RO | Dealing in securities | 2016-05-26 | 2017-06-09 |
| Rep | Dealing in securities | 2016-04-07 | 2016-05-26 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-11-23 | 2015-12-03 |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-08-22 | 2015-10-29 |
| BASIC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-02-22 | 2014-07-31 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-04-06 | 2012-07-04 |
| Rep | Dealing in securities | 2011-04-06 | 2012-07-04 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-09-14 | 2011-04-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-14 | 2011-04-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-02-19 | 2009-08-29 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2009-02-19 | 2009-08-29 |
| WINNINGTON CAPITAL LIMITED | Rep | Advising on futures contracts | 2008-01-07 | 2008-12-18 |
| Rep | Advising on securities | 2008-01-07 | 2008-12-18 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2007-10-09 | 2007-11-20 |
| Rep | Dealing in securities | 2007-10-09 | 2007-11-20 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2007-10-02 |
| Rep | Dealing in securities | 2007-09-12 | 2007-10-02 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-08-28 | 2007-10-02 |
| Rep | Dealing in securities | 2006-07-10 | 2007-10-02 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-16 | 2006-01-26 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-16 | 2006-06-09 |
| Legg Mason Asset Management Hong Kong Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-04-07 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-04-07 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-07 |
| Rep | Asset management | 2003-04-01 | 2004-04-07 |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | Advising on corporate finance | 2003-04-01 | 2004-04-07 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-04-07 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-07 |
| Rep | Asset management | 2003-04-01 | 2004-04-07 |
| Rep | Dealing in securities | 2003-04-01 | 2004-04-07 |