Personnel Hong Kong SFC License Details (ID 71634)

Personnel Hong Kong SFC License Details (ID 71634)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-04-08	-
BOCOM International Securities Limited	Rep	Dealing in securities	2007-09-12	2014-03-30
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2006-09-13	2008-03-03
Public Financial Securities Limited	RO	Advising on corporate finance	2003-04-01	2004-11-05
	RO	Advising on securities	2003-04-01	2004-11-05
	RO	Asset management	2003-04-01	2004-11-05
	RO	Dealing in securities	2003-04-01	2006-08-20
Public Futures Limited	RO	Dealing in futures contracts	2003-04-01	2003-10-31
Public Pacific Securities Limited	RO	Advising on corporate finance	2003-04-01	2005-03-31
	RO	Advising on securities	2003-04-01	2005-03-31
	RO	Asset management	2003-04-01	2005-03-31
	RO	Dealing in securities	2003-04-01	2005-03-31