Personnel Hong Kong SFC License Details (ID 71637)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2020-10-14	-
BOCOM International Securities Limited	Rep	Dealing in securities	2007-09-12	2020-09-30
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2006-08-11	2008-03-03
INTERCHINA SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-11
	Rep	Advising on securities	2003-04-01	2003-08-11
	Rep	Asset management	2003-04-01	2003-08-11
	Rep	Dealing in securities	2003-04-01	2006-08-10