Personnel Hong Kong SFC License Details (ID 71652)

Personnel Hong Kong SFC License Details (ID 71652)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2020-03-13	2024-03-16
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-09-13	2020-02-28
BOCOM International Securities Limited	Rep	Dealing in securities	2009-08-03	2013-09-05
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2004-03-26	2009-07-25
ROOFER SECURITIES LIMITED	Rep	Dealing in securities	2003-10-15	2004-03-04
Promising Securities Company	Rep	Advising on corporate finance	-	2003-10-14
	Rep	Advising on securities	-	2003-10-14
	Rep	Asset management	-	2003-10-14
	Rep	Dealing in securities	-	2003-10-15