Personnel Hong Kong SFC License Details (ID 71654)

Personnel Hong Kong SFC License Details (ID 71654)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2021-06-15	2024-04-12
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-06-15	2024-04-12
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-05-20	2021-05-21
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-05-20	2021-05-21
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2012-07-30	2015-05-19
	Rep	Dealing in securities	2007-09-12	2015-05-19
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2006-05-30	2008-03-03