Personnel Hong Kong SFC License Details (ID 71659)

Personnel Hong Kong SFC License Details (ID 71659)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Life Asset Management (HK) Limited	Rep	Advising on securities	2016-10-17	2018-06-30
	Rep	Asset management	2015-03-06	2018-06-30
BOCOM International Asset Management Limited	Rep	Asset management	2011-11-09	2012-05-04
BOCOM International Securities Limited	Rep	Dealing in securities	2011-05-05	2012-05-04
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	Rep	Dealing in securities	2009-10-28	2011-04-07
OnePlatform Asset Management Limited	Rep	Dealing in securities	2007-09-12	2008-08-04
	Rep	Advising on securities	2006-03-06	2008-08-04
SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Advising on futures contracts	2004-06-10	2005-09-30
	Rep	Advising on securities	2004-06-10	2005-09-30
	Rep	Asset management	2004-06-10	2005-09-30
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-14
	Rep	Advising on securities	-	2004-05-14
	Rep	Asset management	-	2004-05-14