Personnel Hong Kong SFC License Details (ID 71660)

Personnel Hong Kong SFC License Details (ID 71660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-06-03	-
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2021-09-09	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-12-09	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-12-09	-
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2009-10-12	2014-11-28
	Rep	Dealing in securities	2009-10-12	2014-11-28
CHRISTFUND FUTURES LIMITED	Rep	Dealing in futures contracts	2004-08-27	2009-10-04
CHRISTFUND SECURITIES LIMITED	Rep	Dealing in securities	2004-08-27	2009-10-04
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-04-08	2004-08-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-04-08	2004-08-26
CHRISTFUND FUTURES LIMITED	Rep	Dealing in futures contracts	2003-04-01	2004-04-07
CHRISTFUND SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-11-18
	Rep	Advising on securities	2003-04-01	2003-11-18
	Rep	Asset management	2003-04-01	2003-11-18
	Rep	Dealing in securities	2003-04-01	2004-04-07