Personnel Hong Kong SFC License Details (ID 71663)

Personnel Hong Kong SFC License Details (ID 71663)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2009-01-06	2020-02-18
	Rep	Dealing in securities	2009-01-06	2024-02-09
PATTERSON FINANCIAL SERVICES LIMITED	Rep	Advising on securities	2006-05-15	2006-05-29
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-07-13	2006-04-24
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2005-07-13	2006-04-24
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	-	2005-07-08
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-10
	Rep	Advising on securities	-	2004-01-10
	Rep	Asset management	-	2004-01-10
	Rep	Dealing in securities	-	2005-07-08