Personnel Hong Kong SFC License Details (ID 71671)

Personnel Hong Kong SFC License Details (ID 71671)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2010-02-09	2013-06-27
	Rep	Dealing in securities	2010-02-09	2013-06-27
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2008-10-08	2010-01-26
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-27	2010-01-26
WINFULL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-05-01
	Rep	Advising on securities	-	2003-05-01
	Rep	Asset management	-	2003-05-01
	Rep	Dealing in securities	-	2003-05-01