| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2010-09-10 | - |
| Rep | Dealing in securities | 2010-09-10 | - |
| Beevest Securities Limited | Rep | Dealing in futures contracts | 2005-11-15 | 2010-09-01 |
| Rep | Dealing in securities | 2005-11-15 | 2010-09-01 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-07-12 | 2005-10-21 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-06-16 | 2005-10-21 |
| Beevest Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-09 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-09 |
| Rep | Asset management | 2003-04-01 | 2003-06-09 |
| Rep | Dealing in securities | 2003-04-01 | 2003-06-09 |