| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2015-07-03 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | Dealing in securities | 2015-02-11 | - |
| Rep | Dealing in securities | 2014-11-25 | 2015-02-11 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-25 | 2015-07-03 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2014-11-17 |
| Rep | Dealing in securities | 2007-09-12 | 2014-11-17 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2005-11-22 | 2008-03-03 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-08 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-04-27 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-27 |
| Rep | Asset management | 2003-04-01 | 2004-04-27 |
| Rep | Dealing in securities | 2003-04-01 | 2008-03-03 |