Personnel Hong Kong SFC License Details (ID 71682)

Personnel Hong Kong SFC License Details (ID 71682)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2020-09-09	-
	Rep	Dealing in securities	2020-09-09	-
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2010-06-10	2020-08-28
	Rep	Dealing in securities	2010-06-10	2020-08-28
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2007-08-24	2010-06-04
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-10-05	2010-06-04
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2004-09-30