Personnel SFC Licences and HKMA Registrations (ID 71686)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Dealing in securities	2024-12-19	-
VALUABLE CAPITAL LIMITED	Rep	Dealing in securities	2020-12-09	2024-12-13
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2014-12-30	2020-11-16
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2007-12-03	2008-03-03
BOCOM International Securities Limited	Rep	Dealing in securities	2007-12-03	2014-12-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.