Personnel Hong Kong SFC License Details (ID 71691)

Personnel Hong Kong SFC License Details (ID 71691)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Caitong International Asset Management Co., Limited	Rep	Asset management	2014-12-12	2015-04-03
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2011-03-18	2014-11-28
	Rep	Dealing in securities	2011-03-18	2014-11-28
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2011-02-01	2011-03-11
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2011-02-01	2011-03-11
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2006-11-20	2011-01-20
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-11-20	2011-01-20