Personnel Hong Kong SFC License Details (ID 71693)

Personnel Hong Kong SFC License Details (ID 71693)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Dealing in securities	2020-12-02	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2016-05-26	2020-11-19
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-05-26	2020-11-19
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2007-09-12	2016-05-20
	Rep	Dealing in securities	2007-09-12	2016-05-20
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2006-09-05	2008-03-03
	Rep	Dealing in securities	2006-09-05	2008-03-03
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2006-05-11	2006-08-24
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2006-05-11	2006-08-24
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2003-07-10
TSE'S SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-10
	Rep	Advising on securities	2003-04-01	2003-07-10
	Rep	Asset management	2003-04-01	2003-07-10
	Rep	Dealing in securities	2003-04-01	2003-07-10