| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | - |
| Rep | Dealing in securities | 2007-09-12 | - |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2005-12-07 | 2008-03-03 |
| Rep | Dealing in securities | 2004-12-02 | 2008-03-03 |
| Asia Pacific Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-28 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-28 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-07-28 |
| Rep | Dealing in securities | 2003-04-01 | 2004-11-30 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-07-28 |
| Rep | Asset management | 2003-04-01 | 2003-07-28 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-11-30 |