Personnel Hong Kong SFC License Details (ID 71704)

Personnel Hong Kong SFC License Details (ID 71704)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-07-30
	Rep	Dealing in securities	2015-04-30	2017-10-02
BOCOM International Securities Limited	Rep	Dealing in securities	2008-06-20	2013-06-28
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	-	2005-10-07
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-10
	Rep	Advising on securities	-	2004-01-10
	Rep	Asset management	-	2004-01-10
	Rep	Dealing in securities	-	2008-06-06