| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-02-10 | 2026-03-11 |
| SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2014-02-10 | - |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2008-12-15 | 2014-02-06 |
| Rep | Dealing in securities | 2008-12-15 | 2014-02-06 | |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-11 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-03-11 | |
| Rep | Advising on securities | 2003-04-01 | 2004-04-28 | |
| Rep | Asset management | 2003-04-01 | 2004-04-28 | |
| Rep | Dealing in securities | 2003-04-01 | 2008-12-02 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-04-01 | 2008-12-02 |
No HKMA registrations in the collected records.