Personnel SFC Licences and HKMA Registrations (ID 71712)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-09-01	-
	Rep	Dealing in securities	2025-09-01	-
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2017-01-19	2025-08-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2017-01-19	2025-08-31
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-03-10	2017-01-03
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2012-09-26	2017-01-03
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2011-02-09	2012-09-15
	Rep	Dealing in securities	2011-02-09	2012-09-15
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2008-05-30	2011-02-02
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-09
	Rep	Advising on securities	2003-04-01	2004-01-09
	Rep	Asset management	2003-04-01	2004-01-09
	Rep	Dealing in securities	2003-04-01	2011-02-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.