Personnel Hong Kong SFC License Details (ID 71722)

Personnel Hong Kong SFC License Details (ID 71722)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2018-09-24	2021-08-20
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2014-05-14	2018-08-31
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2007-10-04	2009-12-31
BOCOM International Securities Limited	Rep	Dealing in securities	2007-09-12	2009-12-31
	Rep	Advising on securities	2007-09-12	2014-04-15
BOCOM International Holdings Company Limited	Rep	Providing automated trading services	-	2003-09-08
	Rep	Asset management	-	2004-04-27
	Rep	Advising on corporate finance	-	2008-03-03
	Rep	Advising on securities	-	2008-03-03
	Rep	Dealing in securities	-	2008-03-03