Personnel Hong Kong SFC License Details (ID 71736)

Personnel Hong Kong SFC License Details (ID 71736)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Boom Securities (H.K.) Limited	Rep	Providing automated trading services	2005-06-01	2020-01-31
	Rep	Dealing in securities	2005-06-01	2020-01-31
Win Securities Limited	Rep	Providing automated trading services	2005-06-01	2020-01-31
	Rep	Dealing in securities	2005-06-01	2020-01-31
Boom Securities (H.K.) Limited	Rep	Providing automated trading services	2004-01-07	2005-04-12
	Rep	Dealing in securities	2004-01-07	2005-04-12
Win Securities Limited	Rep	Providing automated trading services	2004-01-07	2005-04-12
	Rep	Dealing in securities	2004-01-07	2005-04-12