Personnel Hong Kong SFC License Details (ID 71739)

Personnel Hong Kong SFC License Details (ID 71739)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2019-10-21	-
	Rep	Dealing in securities	2019-10-21	-
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2016-10-05	2018-07-03
	Rep	Asset management	2016-10-05	2018-07-03
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2016-10-05	2018-08-03
	Rep	Asset management	2016-10-05	2018-08-03
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2016-10-05	2018-08-03
	Rep	Asset management	2016-10-05	2018-08-03
	Rep	Dealing in securities	2016-10-05	2018-08-03
BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED	Rep	Dealing in securities	2012-07-24	2014-12-12
Boom Securities (H.K.) Limited	Rep	Providing automated trading services	2010-03-31	2012-02-17
	Rep	Dealing in securities	2010-03-31	2012-02-17
Win Securities Limited	Rep	Providing automated trading services	2010-03-31	2012-02-17
	Rep	Dealing in securities	2010-03-31	2012-02-17