Personnel Hong Kong SFC License Details (ID 71755)

Personnel Hong Kong SFC License Details (ID 71755)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Providing automated trading services	2012-03-12	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	RO	Advising on futures contracts	2011-02-15	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Advising on securities	2010-01-18	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	RO	Dealing in futures contracts	2007-09-28	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Dealing in securities	2007-09-28	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	RO	Dealing in futures contracts	2005-11-28	2007-07-31
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Dealing in securities	2005-11-28	2007-07-31
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2004-12-07	2005-11-28
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2004-04-13	2005-11-28