| Going Securities Limited | Rep | Advising on securities | 2025-01-15 | 2026-02-02 |
| Rep | Dealing in securities | 2025-01-15 | 2026-02-02 |
| RO | Advising on futures contracts | 2024-10-17 | 2026-02-02 |
| RO | Dealing in futures contracts | 2024-10-17 | 2026-02-02 |
| ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED | RO | Advising on futures contracts | 2021-03-10 | 2024-10-07 |
| RO | Dealing in futures contracts | 2021-03-10 | 2024-10-07 |
| Rep | Dealing in futures contracts | 2021-02-10 | 2021-03-10 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2011-06-17 | 2020-08-04 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-21 | 2020-08-04 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-07-19 | 2011-06-17 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-05-03 | 2006-07-12 |
| KAISER FUTURES LIMITED | Rep | Advising on futures contracts | - | 2005-02-18 |
| Rep | Asset management | - | 2005-02-18 |
| Rep | Dealing in futures contracts | - | 2005-04-20 |