| Bright Smart Asset Management Limited | Rep | Asset management | 2018-07-11 | 2018-08-07 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2012-11-20 | 2018-08-07 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2012-11-20 | 2018-08-07 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-07-09 | 2018-08-07 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-07-09 | 2018-08-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-12-29 | 2010-06-18 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-12-29 | 2010-06-18 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-09-30 | 2010-06-18 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-30 | 2010-06-18 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2006-06-07 | 2008-11-01 |