Personnel SFC Licences and HKMA Registrations (ID 71766)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PANTHERTRADE (HONG KONG) LIMITED	RO	Providing automated trading services	2025-01-27	-
	RO	Dealing in securities	2025-01-27	-
ARTA GLOBAL MARKETS LIMITED	RO	Advising on securities	2022-09-19	2023-05-26
Arta Global Futures Limited	RO	Dealing in futures contracts	2021-11-23	2023-05-26
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2021-11-23	2023-05-26
	Rep	Advising on securities	2018-04-04	2022-09-19
	Rep	Asset management	2018-04-04	2023-05-26
Arta Global Futures Limited	Rep	Dealing in futures contracts	2017-04-03	2021-11-23
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-04-03	2021-11-23
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2009-10-09	2014-10-04
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-10-09	2014-10-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.