Personnel Hong Kong SFC License Details (ID 71772)

Personnel Hong Kong SFC License Details (ID 71772)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	2018-08-28	2026-08-14
Bright Smart Asset Management Limited	Rep	Asset management	2018-04-23	2026-08-14
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Advising on securities	2017-03-10	2026-08-14
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-11-10	2026-08-14
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2010-11-10	2017-03-10
	Rep	Dealing in securities	2010-11-10	2026-08-14
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2008-12-17	2010-10-13
	Rep	Dealing in securities	2008-12-17	2010-10-13