| ARTA GLOBAL MARKETS LIMITED | RO | Advising on securities | 2020-10-29 | 2022-08-31 |
| Rep | Advising on securities | 2018-04-10 | 2020-10-29 |
| Rep | Asset management | 2018-04-10 | 2022-08-31 |
| Arta Global Futures Limited | RO | Dealing in futures contracts | 2016-12-28 | 2022-08-31 |
| ARTA GLOBAL MARKETS LIMITED | RO | Dealing in securities | 2016-12-28 | 2022-08-31 |
| Arta Global Futures Limited | Rep | Dealing in futures contracts | 2016-10-24 | 2016-12-28 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Dealing in securities | 2016-10-24 | 2016-12-28 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-07-28 | 2016-10-12 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-07-28 | 2016-10-12 |
| Mason Securities Limited | RO | Dealing in securities | 2016-01-13 | 2016-06-24 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2016-01-13 | 2016-06-24 |
| Mason Securities Limited | Rep | Advising on securities | 2014-02-27 | 2015-11-11 |
| Rep | Dealing in securities | 2014-02-27 | 2016-01-13 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-02-27 | 2016-01-13 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-11-15 | 2014-02-16 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-11-15 | 2014-02-16 |
| Rep | Advising on securities | 2010-01-11 | 2010-06-18 |
| Rep | Dealing in securities | 2009-12-30 | 2010-06-18 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-10 | 2009-12-01 |
| Rep | Dealing in securities | 2007-12-31 | 2009-01-22 |