Personnel Hong Kong SFC License Details (ID 71776)

Personnel Hong Kong SFC License Details (ID 71776)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRIGHT SMART FOREX LIMITED	RO	Leveraged foreign exchange trading	2023-01-09	-
	Rep	Leveraged foreign exchange trading	2019-05-24	2023-01-09
Bright Smart Asset Management Limited	Rep	Asset management	2018-11-15	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-01-27	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-01-27	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-06-15	2009-10-18
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-30	2009-10-18