Personnel Hong Kong SFC License Details (ID 71785)

Personnel Hong Kong SFC License Details (ID 71785)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on futures contracts	2025-10-08	-
	RO	Advising on securities	2025-10-08	-
	RO	Dealing in futures contracts	2025-10-08	-
	RO	Dealing in securities	2025-10-08	-
	Rep	Advising on futures contracts	2025-08-12	2025-10-08
	Rep	Advising on securities	2025-08-12	2025-10-08
	Rep	Dealing in futures contracts	2025-08-12	2025-10-08
	Rep	Dealing in securities	2025-08-12	2025-10-08
ZHONGTAI INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2021-09-09	2025-07-01
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2021-09-09	2025-07-01
	RO	Dealing in securities	2021-09-09	2025-07-01
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-08-18	2021-09-09
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-08-18	2021-09-09
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-12-02	2015-02-25
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-12-02	2015-02-25