| King Sun Securities Limited | RO | Advising on securities | 2025-07-14 | - |
| RO | Asset management | 2025-07-14 | - |
| RO | Dealing in securities | 2025-07-14 | - |
| Imperium International Asset Management Limited | RO | Asset management | 2023-12-20 | 2025-03-27 |
| RO | Advising on futures contracts | 2020-06-11 | 2025-03-27 |
| RO | Advising on securities | 2020-06-11 | 2025-03-27 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2020-06-11 | 2025-03-27 |
| RO | Dealing in futures contracts | 2020-06-11 | 2025-03-27 |
| RO | Dealing in securities | 2020-06-11 | 2025-03-27 |
| Imperium International Asset Management Limited | Rep | Advising on securities | 2020-05-18 | 2020-06-11 |
| Rep | Asset management | 2020-05-18 | 2023-12-20 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2020-05-18 | 2020-06-11 |
| Rep | Dealing in futures contracts | 2020-05-18 | 2020-06-11 |
| Rep | Dealing in securities | 2020-05-18 | 2020-06-11 |
| ARTA GLOBAL MARKETS LIMITED | RO | Advising on securities | 2019-04-24 | 2020-04-27 |
| Rep | Asset management | 2019-04-24 | 2020-04-27 |
| Arta Global Futures Limited | RO | Dealing in futures contracts | 2018-08-17 | 2020-04-27 |
| ARTA GLOBAL MARKETS LIMITED | RO | Dealing in securities | 2018-08-17 | 2020-04-27 |
| Arta Global Futures Limited | Rep | Dealing in futures contracts | 2018-06-01 | 2018-08-17 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Dealing in securities | 2018-06-01 | 2018-08-17 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2017-12-15 | 2018-05-24 |
| Rep | Dealing in securities | 2017-12-15 | 2018-05-24 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-08-29 | 2017-02-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-10-26 | 2017-02-28 |