Personnel Hong Kong SFC License Details (ID 71791)

Personnel Hong Kong SFC License Details (ID 71791)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Capital Management Limited	RO	Advising on securities	2024-05-09	-
	RO	Asset management	2024-05-09	-
	RO	Dealing in securities	2024-05-09	-
	Rep	Advising on securities	2022-02-24	2024-05-09
	Rep	Asset management	2022-02-24	2024-05-09
	Rep	Dealing in securities	2022-02-24	2024-05-09
Glory Sun Securities Limited	Rep	Advising on securities	2017-04-12	2022-01-30
	Rep	Asset management	2017-04-12	2022-01-30
	Rep	Dealing in futures contracts	2017-03-16	2022-01-30
	Rep	Dealing in securities	2017-03-16	2022-01-30
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-08-09	2017-02-22
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-04-21	2017-02-22