| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Expedition Securities Limited | Rep | Advising on securities | 2026-11-05 | - |
| Rep | Asset management | 2026-11-05 | - | |
| Rep | Dealing in securities | 2026-11-05 | - | |
| CHIEF SECURITIES LIMITED | Rep | Advising on futures contracts | 2025-09-01 | 2026-03-30 |
| Rep | Advising on securities | 2025-09-01 | 2026-03-30 | |
| Rep | Dealing in futures contracts | 2025-09-01 | 2026-03-30 | |
| Rep | Dealing in securities | 2025-09-01 | 2026-03-30 | |
| CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2025-03-07 | 2025-08-31 |
| Rep | Dealing in futures contracts | 2025-03-07 | 2025-08-31 | |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2025-03-07 | 2025-08-31 |
| Rep | Dealing in securities | 2025-03-07 | 2025-08-31 | |
| FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2024-06-25 | 2025-02-22 |
| Rep | Dealing in futures contracts | 2024-06-25 | 2025-02-22 | |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2024-06-25 | 2025-02-22 |
| Rep | Dealing in securities | 2024-06-25 | 2025-02-22 | |
| Emperor Asset Management Limited | Rep | Asset management | 2022-10-05 | 2024-05-23 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2022-10-05 | 2024-05-23 |
| Rep | Dealing in futures contracts | 2022-10-05 | 2024-05-23 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2022-10-05 | 2024-05-23 |
| Rep | Dealing in securities | 2022-10-05 | 2024-05-23 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | Advising on securities | 2020-08-18 | 2022-08-21 |
| Arta Global Futures Limited | Rep | Dealing in futures contracts | 2020-06-23 | 2022-08-21 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Asset management | 2020-06-23 | 2022-08-21 |
| Rep | Dealing in securities | 2020-06-23 | 2022-08-21 | |
| Future Securities Limited (HK) | Rep | Asset management | 2019-10-18 | 2020-05-22 |
| Rep | Dealing in futures contracts | 2019-10-18 | 2020-05-22 | |
| Rep | Dealing in securities | 2019-10-18 | 2020-05-22 | |
| Rui Da International Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-08-22 | 2019-09-27 |
| Rep | Asset management | 2019-08-22 | 2019-09-27 | |
| Rui Da International Finance Holding Limited | Rep | Advising on futures contracts | 2019-07-18 | 2019-09-27 |
| Rep | Dealing in futures contracts | 2019-06-25 | 2019-09-27 | |
| Future Securities Limited (HK) | Rep | Dealing in futures contracts | 2019-01-11 | 2019-05-31 |
| Rep | Dealing in securities | 2019-01-11 | 2019-05-31 | |
| Bright Smart Asset Management Limited | Rep | Asset management | 2018-03-16 | 2018-09-27 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-28 | 2018-09-27 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-28 | 2018-09-27 |
No HKMA registrations in the collected records.