| Fosun International Securities Limited | Rep | Dealing in securities | 2019-08-09 | - |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-11 | 2019-07-18 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-03-08 | 2019-07-18 |
| Fosun International Securities Limited | Rep | Dealing in securities | 2018-05-09 | 2019-02-15 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-10-19 | 2018-04-25 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-10-19 | 2018-04-25 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-06-15 | 2015-09-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-06-15 | 2015-09-30 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-08-23 | 2011-05-19 |
| Rep | Dealing in securities | 2010-08-23 | 2011-05-19 |