| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-12-09 | - |
| CHINA GLORY SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2020-03-19 | 2020-05-15 |
| RO | Dealing in securities | 2020-03-19 | 2020-05-15 |
| Rep | Dealing in futures contracts | 2020-01-31 | 2020-03-19 |
| Rep | Dealing in securities | 2020-01-31 | 2020-03-19 |
| TIAN YUAN FINANCE LIMITED | RO | Advising on securities | 2018-04-27 | 2019-12-29 |
| RO | Dealing in securities | 2018-04-27 | 2019-12-29 |
| TIAN YUAN FINANCE (INDEX TRADING) LIMITED | RO | Dealing in futures contracts | 2016-10-12 | 2019-12-29 |
| TIAN YUAN FINANCE LIMITED | Rep | Dealing in securities | 2016-05-31 | 2018-04-27 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-08-12 | 2016-05-20 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-08-12 | 2016-05-20 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-09-12 | 2014-07-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-12 | 2014-07-30 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-01-26 | 2005-09-30 |