Personnel SFC Licences and HKMA Registrations (ID 71796)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Smart Asset Management Limited	RO	Asset management	2017-07-17	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	RO	Advising on futures contracts	2017-07-17	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Advising on securities	2017-07-17	-
	RO	Providing automated trading services	2017-07-17	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	RO	Dealing in futures contracts	2016-03-09	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Dealing in securities	2016-03-09	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-06-02	2016-03-09
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-06-02	2016-03-09
CHRISTFUND FUTURES LIMITED	Rep	Dealing in futures contracts	2005-07-04	2010-05-01
CHRISTFUND SECURITIES LIMITED	Rep	Dealing in securities	2004-02-17	2010-05-01
KING FOOK SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-11-19
	Rep	Advising on securities	2003-04-01	2003-11-19
	Rep	Asset management	2003-04-01	2003-11-19
	Rep	Dealing in securities	2003-04-01	2004-02-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.