Personnel Hong Kong SFC License Details (ID 71797)

Personnel Hong Kong SFC License Details (ID 71797)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SoFi Securities (Hong Kong) Limited	Rep	Dealing in securities	2018-07-19	2018-12-04
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-03-16	2018-06-18
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-03-16	2018-06-18
XinKong International Securities Limited	Rep	Dealing in securities	2014-09-04	2015-02-28
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-10-11	2013-04-01
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-10-11	2013-04-01
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-06-21	2011-09-22
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-12-18	2011-09-22