Personnel Hong Kong SFC License Details (ID 71800)

Personnel Hong Kong SFC License Details (ID 71800)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-08-09	2022-10-31
CMB International Securities Limited	Rep	Dealing in securities	2021-08-09	2022-10-31
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2019-08-19	2021-07-25
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2019-08-19	2021-07-25
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2018-03-21	2019-06-30
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2018-03-21	2019-06-30
Arta Global Futures Limited	Rep	Dealing in futures contracts	2017-04-13	2018-03-01
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-04-13	2018-03-01
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-05-03	2017-04-05
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-05-03	2017-04-05
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-12-16	2011-04-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-16	2011-04-14