Kwan, Chung Yan 關頌恩 Hong Kong SFC License Details (ID 71801)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MODERN INNOVATIVE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-02-10	-
	RO	Asset management	2020-02-07	-
	Rep	Asset management	2017-08-09	2020-02-07
MODERN INNOVATIVE SECURITIES LIMITED	RO	Dealing in futures contracts	2017-04-06	-
	RO	Dealing in securities	2016-10-20	-
	Rep	Dealing in securities	2016-09-07	2016-10-20
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-09-08	2016-09-03
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-09-08	2016-09-03
KGI ASIA LIMITED	Rep	Dealing in securities	2009-06-17	2010-08-13
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-06-17	2010-08-13
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-12	2009-06-13
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-28	2009-06-13
CMB International Capital Holdings Corporation Limited	Rep	Dealing in securities	2006-10-27	2008-05-16
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2005-11-30	2006-09-29
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-05-25	2005-03-30
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-05-25	2005-03-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-15
	Rep	Asset management	2003-04-01	2003-12-09
	Rep	Advising on futures contracts	2003-04-01	2004-05-03
	Rep	Dealing in futures contracts	2003-04-01	2004-05-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-03
	Rep	Advising on securities	2003-04-01	2004-05-03
	Rep	Asset management	2003-04-01	2004-05-03
	Rep	Dealing in securities	2003-04-01	2004-05-14