| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2026-08-03 | - |
| Rep | Dealing in securities | 2026-08-03 | - |
| Rep | Advising on securities | 2015-04-01 | 2026-08-02 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-11-13 | - |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-08-22 | - |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-08-22 | 2026-08-02 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-01-10 | 2014-07-01 |
| Rep | Dealing in securities | 2014-01-10 | 2014-07-01 |
| RO | Dealing in futures contracts | 2013-05-23 | 2014-01-10 |
| RO | Dealing in securities | 2013-05-23 | 2014-01-10 |
| Rep | Dealing in futures contracts | 2013-04-18 | 2013-05-23 |
| Rep | Dealing in securities | 2013-04-18 | 2013-05-23 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-06-25 | 2013-04-06 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-25 | 2013-04-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-04-15 | 2010-06-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2007-01-10 | 2010-06-01 |
| Rep | Dealing in futures contracts | 2006-11-06 | 2010-06-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-11-06 | 2010-06-01 |