Personnel Hong Kong SFC License Details (ID 71807)

Personnel Hong Kong SFC License Details (ID 71807)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XinKong International Securities Limited	Rep	Dealing in futures contracts	2013-07-08	2022-07-22
	Rep	Dealing in securities	2013-07-08	2022-07-22
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-05-06	2012-03-01
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-05-06	2012-03-01
SINO GRADE SECURITIES LIMITED	Rep	Dealing in securities	2007-07-23	2010-04-22
Success Securities Limited	Rep	Dealing in securities	2007-07-10	2007-07-17